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NOTES ON OPTIMIZING DICTIONARIES
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================================
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Principal Use Cases for Dictionaries
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------------------------------------
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Passing keyword arguments
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Typically, one read and one write for 1 to 3 elements.
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Occurs frequently in normal python code.
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Class method lookup
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Dictionaries vary in size with 8 to 16 elements being common.
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Usually written once with many lookups.
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When base classes are used, there are many failed lookups
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followed by a lookup in a base class.
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Instance attribute lookup and Global variables
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Dictionaries vary in size. 4 to 10 elements are common.
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Both reads and writes are common.
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Builtins
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Frequent reads. Almost never written.
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Size 126 interned strings (as of Py2.3b1).
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A few keys are accessed much more frequently than others.
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Uniquification
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Dictionaries of any size. Bulk of work is in creation.
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Repeated writes to a smaller set of keys.
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Single read of each key.
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Some use cases have two consecutive accesses to the same key.
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* Removing duplicates from a sequence.
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dict.fromkeys(seqn).keys()
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* Counting elements in a sequence.
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for e in seqn:
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d[e] = d.get(e,0) + 1
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* Accumulating references in a dictionary of lists:
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for pagenumber, page in enumerate(pages):
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for word in page:
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d.setdefault(word, []).append(pagenumber)
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Note, the second example is a use case characterized by a get and set
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to the same key. There are similar used cases with a __contains__
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followed by a get, set, or del to the same key. Part of the
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justification for d.setdefault is combining the two lookups into one.
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Membership Testing
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Dictionaries of any size. Created once and then rarely changes.
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Single write to each key.
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Many calls to __contains__() or has_key().
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Similar access patterns occur with replacement dictionaries
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such as with the % formatting operator.
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Dynamic Mappings
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Characterized by deletions interspersed with adds and replacements.
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Performance benefits greatly from the re-use of dummy entries.
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Data Layout (assuming a 32-bit box with 64 bytes per cache line)
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----------------------------------------------------------------
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Smalldicts (8 entries) are attached to the dictobject structure
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and the whole group nearly fills two consecutive cache lines.
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Larger dicts use the first half of the dictobject structure (one cache
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line) and a separate, continuous block of entries (at 12 bytes each
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for a total of 5.333 entries per cache line).
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Tunable Dictionary Parameters
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-----------------------------
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* PyDict_MINSIZE. Currently set to 8.
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Must be a power of two. New dicts have to zero-out every cell.
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Each additional 8 consumes 1.5 cache lines. Increasing improves
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the sparseness of small dictionaries but costs time to read in
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the additional cache lines if they are not already in cache.
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That case is common when keyword arguments are passed.
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* Maximum dictionary load in PyDict_SetItem. Currently set to 2/3.
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Increasing this ratio makes dictionaries more dense resulting
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in more collisions. Decreasing it improves sparseness at the
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expense of spreading entries over more cache lines and at the
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cost of total memory consumed.
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The load test occurs in highly time sensitive code. Efforts
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to make the test more complex (for example, varying the load
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for different sizes) have degraded performance.
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* Growth rate upon hitting maximum load. Currently set to *2.
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Raising this to *4 results in half the number of resizes,
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less effort to resize, better sparseness for some (but not
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all dict sizes), and potentially double memory consumption
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depending on the size of the dictionary. Setting to *4
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eliminates every other resize step.
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Tune-ups should be measured across a broad range of applications and
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use cases. A change to any parameter will help in some situations and
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hurt in others. The key is to find settings that help the most common
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cases and do the least damage to the less common cases. Results will
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vary dramatically depending on the exact number of keys, whether the
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keys are all strings, whether reads or writes dominate, the exact
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hash values of the keys (some sets of values have fewer collisions than
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others). Any one test or benchmark is likely to prove misleading.
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While making a dictionary more sparse reduces collisions, it impairs
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iteration and key listing. Those methods loop over every potential
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entry. Doubling the size of dictionary results in twice as many
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non-overlapping memory accesses for keys(), items(), values(),
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__iter__(), iterkeys(), iteritems(), itervalues(), and update().
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Results of Cache Locality Experiments
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-------------------------------------
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When an entry is retrieved from memory, 4.333 adjacent entries are also
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retrieved into a cache line. Since accessing items in cache is *much*
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cheaper than a cache miss, an enticing idea is to probe the adjacent
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entries as a first step in collision resolution. Unfortunately, the
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introduction of any regularity into collision searches results in more
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collisions than the current random chaining approach.
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Exploiting cache locality at the expense of additional collisions fails
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to payoff when the entries are already loaded in cache (the expense
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is paid with no compensating benefit). This occurs in small dictionaries
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where the whole dictionary fits into a pair of cache lines. It also
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occurs frequently in large dictionaries which have a common access pattern
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where some keys are accessed much more frequently than others. The
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more popular entries *and* their collision chains tend to remain in cache.
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To exploit cache locality, change the collision resolution section
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in lookdict() and lookdict_string(). Set i^=1 at the top of the
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loop and move the i = (i << 2) + i + perturb + 1 to an unrolled
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version of the loop.
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This optimization strategy can be leveraged in several ways:
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* If the dictionary is kept sparse (through the tunable parameters),
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then the occurrence of additional collisions is lessened.
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* If lookdict() and lookdict_string() are specialized for small dicts
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and for largedicts, then the versions for large_dicts can be given
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an alternate search strategy without increasing collisions in small dicts
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which already have the maximum benefit of cache locality.
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* If the use case for a dictionary is known to have a random key
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access pattern (as opposed to a more common pattern with a Zipf's law
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distribution), then there will be more benefit for large dictionaries
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because any given key is no more likely than another to already be
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in cache.
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* In use cases with paired accesses to the same key, the second access
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is always in cache and gets no benefit from efforts to further improve
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cache locality.
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Optimizing the Search of Small Dictionaries
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-------------------------------------------
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If lookdict() and lookdict_string() are specialized for smaller dictionaries,
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then a custom search approach can be implemented that exploits the small
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search space and cache locality.
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* The simplest example is a linear search of contiguous entries. This is
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simple to implement, guaranteed to terminate rapidly, never searches
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the same entry twice, and precludes the need to check for dummy entries.
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* A more advanced example is a self-organizing search so that the most
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frequently accessed entries get probed first. The organization
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adapts if the access pattern changes over time. Treaps are ideally
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suited for self-organization with the most common entries at the
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top of the heap and a rapid binary search pattern. Most probes and
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results are all located at the top of the tree allowing them all to
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be located in one or two cache lines.
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* Also, small dictionaries may be made more dense, perhaps filling all
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eight cells to take the maximum advantage of two cache lines.
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Strategy Pattern
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----------------
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Consider allowing the user to set the tunable parameters or to select a
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particular search method. Since some dictionary use cases have known
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sizes and access patterns, the user may be able to provide useful hints.
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1) For example, if membership testing or lookups dominate runtime and memory
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is not at a premium, the user may benefit from setting the maximum load
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ratio at 5% or 10% instead of the usual 66.7%. This will sharply
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curtail the number of collisions but will increase iteration time.
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2) Dictionary creation time can be shortened in cases where the ultimate
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size of the dictionary is known in advance. The dictionary can be
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pre-sized so that no resize operations are required during creation.
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Not only does this save resizes, but the key insertion will go
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more quickly because the first half of the keys will be inserted into
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a more sparse environment than before. The preconditions for this
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strategy arise whenever a dictionary is created from a key or item
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sequence and the number of unique keys is known.
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3) If the key space is large and the access pattern is known to be random,
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then search strategies exploiting cache locality can be fruitful.
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The preconditions for this strategy arise in simulations and
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numerical analysis.
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4) If the keys are fixed and the access pattern strongly favors some of
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the keys, then the entries can be stored contiguously and accessed
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with a linear search or treap. This exploits knowledge of the data,
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cache locality, and a simplified search routine. It also eliminates
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the need to test for dummy entries on each probe. The preconditions
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for this strategy arise in symbol tables and in the builtin dictionary.
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Readonly Dictionaries
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---------------------
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Some dictionary use cases pass through a build stage and then move to a
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more heavily exercised lookup stage with no further changes to the
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dictionary.
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An idea that emerged on python-dev is to be able to convert a dictionary
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to a read-only state. This can help prevent programming errors and also
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provide knowledge that can be exploited for lookup optimization.
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The dictionary can be immediately rebuilt (eliminating dummy entries),
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resized (to an appropriate level of sparseness), and the keys can be
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jostled (to minimize collisions). The lookdict() routine can then
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eliminate the test for dummy entries (saving about 1/4 of the time
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spend in the collision resolution loop).
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An additional possibility is to insert links into the empty spaces
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so that dictionary iteration can proceed in len(d) steps instead of
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(mp->mask + 1) steps.
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Caching Lookups
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---------------
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The idea is to exploit key access patterns by anticipating future lookups
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based of previous lookups.
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The simplest incarnation is to save the most recently accessed entry.
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This gives optimal performance for use cases where every get is followed
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by a set or del to the same key.
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